Guidance in a complex financial market

From taking a company public to handling bet-the-company litigation, our lawyers provide pragmatic advice and legal solutions to the gamut of financial institutions. We counsel our clients in all legal challenges facing the financial sector, including regulatory and compliance matters, governance issues, labor and employment law, corporate transactions, internal investigations and complex litigation.

Many of our lawyers are former regulators with the SEC and SROs, prosecutors, general counsel and compliance officers, giving our group insights into the mindset of regulators, as well as an understanding of the industry's history and evolution. 

Areas of Focus

  • Initial public offerings, high-yield, investment grade and convertible debt offerings
  • Bank financings, including syndicated loans and derivatives
  • Executive compensation and board advisory services
  • Employee benefits and employment counseling


  • Fund formation (private and public)
  • Mergers and acquisitions
  • Real estate
  • Trials and investigations
  • Workouts and restructuring
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