Our Regulatory team has industry-leading experience on a broad range of regulatory issues impacting the industry. This includes advising on Brexit contingency planning and on regulatory change affecting the sector.
Our team has a deep knowledge of the current issues, and offer creative solutions to our clients’ unique legal and business challenges. We offer a broad scope of services on UK domestic and pan-European regulatory and compliance issues.
- Financial Services and Markets Act 2000
- Rules of the UK Financial Conduct Authority
- Authorisations and appointed representative arrangements for UK firms
- AIFMD
- MiFID II
- EMIR
- Market Abuse Regulation
- Short Selling Regulation
- Securities Financing Transactions Regulation
- Senior Managers & Certification Regime
- Remuneration regulation
- Fund marketing strategies for Europe
- New Prudential Regime for UK Investment Firms
- SFDR/Taxonomy Regulation
