Deep industry knowledge to navigate the issues of the day

Our European Financial Services Regulatory team has industry-leading experience on a broad range of regulatory issues impacting the industry. This includes advising on Brexit contingency planning and on regulatory change affecting the sector.

Our team has a deep knowledge of the current issues, and offer creative solutions to our clients’ unique legal and business challenges. We offer a broad scope of services on UK domestic and pan-European regulatory and compliance issues.

Areas of Focus

  • Financial Services and Markets Act 2000
  • Rules of the UK Financial Conduct Authority
  • Authorisations and appointed representative arrangements for UK firms
  • AIFMD
  • MiFID II
  • EMIR

 

  • Market Abuse Regulation
  • Short Selling Regulation
  • Securities Financing Transactions Regulation
  • Senior Managers & Certification Regime
  • Remuneration regulation
  • Fund marketing strategies for Europe  
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