Deep industry knowledge to navigate the issues of the day

Our Regulatory team has industry-leading experience on a broad range of regulatory issues impacting the industry. This includes advising on Brexit contingency planning and on regulatory change affecting the sector.

Our team has a deep knowledge of the current issues, and offer creative solutions to our clients’ unique legal and business challenges. We offer a broad scope of services on UK domestic and pan-European regulatory and compliance issues.

Areas of Focus

  • Financial Services and Markets Act 2000
  • Rules of the UK Financial Conduct Authority
  • Authorisations and appointed representative arrangements for UK firms
  • MiFID II
  • EMIR
  • Market Abuse Regulation


  • Short Selling Regulation
  • Securities Financing Transactions Regulation
  • Senior Managers & Certification Regime
  • Remuneration regulation
  • Fund marketing strategies for Europe
  • New Prudential Regime for UK Investment Firms
  • SFDR/Taxonomy Regulation
View all