Proskauer’s Securities Litigation Group advises clients across the highly regulated securities industry. We represent companies, financial institutions, boards, executives, and other market participants in significant securities-related disputes, investigations, and enforcement matters. Many of our lawyers have served in senior roles at the Securities and Exchange Commission (SEC), the U.S. Department of Justice (DOJ), and U.S. Attorneys’ Offices, giving us valuable insight about government investigations and enforcement priorities.

We approach securities matters as business challenges as well as legal ones. From the outset, we help clients focus on the strategic considerations that matter most to their organizations, balancing legal, operational, financial, and reputational objectives. Success is measured, not simply by a legal outcome, but by achieving a resolution that advances our clients’ business goals and positions them to move forward with confidence.

Our multidisciplinary approach draws on the experience of lawyers across the Firm. We work closely with colleagues in the Corporate Department who advise issuers, investors, and financial intermediaries on securities regulation, shareholder matters, and corporate governance issues. Clients also benefit from integrated guidance on insurance, asset management, private investment funds, hedge funds, complex tax and accounting matters, and sophisticated scientific and technological issues when those considerations intersect with securities disputes and investigations.