Simon J. Wood

Contact

Simon J. Wood

Associate

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15 results

Date

Client Alert
SEC Proposes Significant Overhaul of Filer Status Framework

on May 28, 2026
Client Alert
SEC Proposes Transformative Offering Reform: Significant Implications for Operating Companies, Registered Closed-End Funds, BDCs, and Other Products

on May 22, 2026
Client Alert
SEC Adopts Final Rules Implementing the Holding Foreign Insiders Accountable Act and Announces Exempted Jurisdictions

on March 10, 2026
Client Alert
La SEC Adopta Reglas Definitivas Para Implementar la Ley de Responsabilidades de Insiders Extranjeros y Anuncia Jurisdicciones Exentas

on 10 de marzo de 2026
Client Alert
SEC Adota Regras Finais para Implementação do Holding Foreign Insiders Accountable Act e Anuncia Jurisdições Isentas

on 10 de março de 2026
Client Alert
Nuevas Obligaciones de Reporte para Consejeros y Funcionarios de Emisoras Privadas Extranjeras

on 20 de febrero de 2026
Client Alert
Obrigações de Reporte para Diretores e Executivos de Emissores Privados Estrangeiros

on 20 de fevereiro de 2026
Client Alert
New Reporting Obligations for Directors and Officers of Foreign Private Issuers

on February 20, 2026
Client Alert
Corp Fin Allows “Auto-Voting” for Retail Shareholders

on September 22, 2025
Client Alert
Nasdaq Proposes to Allow Trading of Tokenized Securities

on September 15, 2025

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