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Date

News
Funds in Focus 2019

November 2019
Press Release
Proskauer Private Investment Funds Group Releases 2019 Annual Review

November 19, 2019
Blog
SEC Files Suit Against Company For Allegedly Impeding Investors From Blowing the Whistle

From Proskauer Whistleblower Defense Blog on November 13, 2019
Blog
SEC Enforcers Continue to Focus on Undisclosed Fees

From The Capital Commitment Blog on November 12, 2019
Blog
SEC Announces the Formation of Asset Management Advisory Committee

From The Capital Commitment on November 6, 2019
Blog
To Disclose or Not to Disclose: Navigating the Complex Relationship Between Voluntary Self-Disclosure of Sanctions Violations and Enforcement Response

From The Capital Commitment Blog on October 29, 2019
News
OCIE Risk Alert Details Concerns About Principal Transactions and Agency Cross Trades

Chris Wells is mentioned in an article about the recent Risk Alert issued by the SEC Office of Compliance Inspections and Examinations (OCIE) on common deficiencies in compliance with Section 206(3) and Rule 206(3)‑2.

From Hedge Fund Law Report on October 24, 2019
News
PE-Backed Shoe Retailer Cole Haan Confidentially Files IPO

The Firm is mentioned for its 2019 Global Capital Markets IPO Study.

From Law360 on October 21, 2019
News
Leith Moghli Joins Proskauer in London

In a profile about Leith Moghli, he is noted for joining the Firm; he also discusses his professional background and interests in the PE sphere.

From Private Equity Law Report on October 8, 2019