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127 results

Date
  • Relevance
  • Date
  • Blog

    U.S. Supreme Court Denies Bid to Review Dismissal of Challenge to Pay-To-Play Rule

    From The Capital Commitment on February 27, 2020

  • News

    The Custody Rule: Robert Plaze Discusses the Rule’s History and Possible Amendments

    Robert Plaze discussed the history of the Custody Rule, including the 2003 and 2009 amendments, as well as his view on possible future amendments to the rule.

    From Hedge Fun Law Report Blog on December 19, 2019

  • Press Release

    Proskauer Private Investment Funds Group Releases 2019 Annual Review

    November 19, 2019

  • Client Alert

    SEC Extends MiFID II No-Action Relief, Including Separate Notation

    November 12, 2019

  • News

    Institute for Portfolio Alternatives Elects New Board Members for 2020

    Karen Garnett is noted among fellow newly elected board directors for The Institute for Portfolio Alternatives, commencing January 2020.

    From The Street on October 7, 2019

  • Client Alert

    D.C. Circuit Expands U.S. Prosecutors' Reach Over Foreign Bank Documents

    August 23, 2019

  • Newsletter

    Broker-Dealer Beat August 2019

    August 2019

  • Client Alert

    Broker-Dealer and Investment Adviser Standards of Conduct - SEC Adopts Rules and Interpretations

    June 11, 2019

  • News

    Emerging Women Leaders in Private Practice

    Karen Garnett is named by DCA Live in its inaugural list of the top Emerging Women Leaders in Law (Private Practice).

    From DCA Live on March 11, 2019

  • News

    Firms on The Move: CPACA Adds New Officers

    Karen Garnett was appointed to the FASAC (Financial Accounting Standards Advisory Council) by the FAF Board of Trustees.

    From Accounting Today on March 1, 2019

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