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124 results

Date
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  • Date
  • Article

    Someone Should Have Done Something! A Critical Examination of Liability for Failure to Supervise Under Federal Securities Laws

    From The Business Lawyer on January 23, 2023

  • Press Release

    Proskauer Private Investment Funds Group Releases 2021 Annual Review

    December 15, 2021

  • Client Alert

    SEC Division of Examinations Announces 2021 Examination Priorities

    March 16, 2021

  • Press Release

    Proskauer Releases 2020 Investment Funds Annual Review

    February 17, 2021

  • Blog

    U.S. Supreme Court Denies Bid to Review Dismissal of Challenge to Pay-To-Play Rule

    From The Capital Commitment on February 27, 2020

  • News

    The Custody Rule: Robert Plaze Discusses the Rule’s History and Possible Amendments

    Robert Plaze discussed the history of the Custody Rule, including the 2003 and 2009 amendments, as well as his view on possible future amendments to the rule.

    From Hedge Fun Law Report Blog on December 19, 2019

  • Press Release

    Proskauer Private Investment Funds Group Releases 2019 Annual Review

    November 19, 2019

  • Client Alert

    SEC Extends MiFID II No-Action Relief, Including Separate Notation

    November 12, 2019

  • Client Alert

    D.C. Circuit Expands U.S. Prosecutors' Reach Over Foreign Bank Documents

    August 23, 2019

  • Newsletter

    Broker-Dealer Beat August 2019

    August 2019

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