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Date

News
The Custody Rule: Robert Plaze Discusses the Rule’s History and Possible Amendments

Robert Plaze discussed the history of the Custody Rule, including the 2003 and 2009 amendments, as well as his view on possible future amendments to the rule.

From Hedge Fun Law Report Blog on December 19, 2019
Press Release
Proskauer Private Investment Funds Group Releases 2019 Annual Review

November 19, 2019
Client Alert
SEC Extends MiFID II No-Action Relief, Including Separate Notation

November 12, 2019
News
Institute for Portfolio Alternatives Elects New Board Members for 2020

Karen Garnett is noted among fellow newly elected board directors for The Institute for Portfolio Alternatives, commencing January 2020.

From The Street on October 7, 2019
Client Alert
D.C. Circuit Expands U.S. Prosecutors' Reach Over Foreign Bank Documents

August 23, 2019
Newsletter
Broker-Dealer Beat August 2019

August 2019
Client Alert
Broker-Dealer and Investment Adviser Standards of Conduct - SEC Adopts Rules and Interpretations

June 11, 2019
News
Emerging Women Leaders in Private Practice

Karen Garnett is named by DCA Live in its inaugural list of the top Emerging Women Leaders in Law (Private Practice).

From DCA Live on March 11, 2019
News
Firms on The Move: CPACA Adds New Officers

Karen Garnett was appointed to the FASAC (Financial Accounting Standards Advisory Council) by the FAF Board of Trustees.

From Accounting Today on March 1, 2019
Article
The Top 10 Legal Risks Facing Private Equity Funds In 2019

Tim Mungovan, Sam Waldon, Joshua Newville, Mike Hackett and team authored an article discussing the top 10 legal risks of private equity funds.

From Private Funds Management on February 21, 2019