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Date

Client Alert
Broker-Dealer and Investment Adviser Standards of Conduct - SEC Adopts Rules and Interpretations

June 11, 2019
News
Emerging Women Leaders in Private Practice

Karen Garnett is named by DCA Live in its inaugural list of the top Emerging Women Leaders in Law (Private Practice).

From DCA Live on March 11, 2019
News
Firms on The Move: CPACA Adds New Officers

Karen Garnett was appointed to the FASAC (Financial Accounting Standards Advisory Council) by the FAF Board of Trustees.

From Accounting Today on March 1, 2019
Article
The Top 10 Legal Risks Facing Private Equity Funds In 2019

Tim Mungovan, Sam Waldon, Joshua Newville, Mike Hackett and team authored an article discussing the top 10 legal risks of private equity funds.

From Private Funds Management on February 21, 2019
News
Five Must-Read Resources for Compliance and IT Leaders in Investment Firms

The Firm’s 2018 Annual Review and Outlook for Hedge Funds, Private Equity Funds and Other Private Funds is noted.

From Security Boulevard on December 11, 2018
News
SEC Custody Rule Up for Review

Bob Plaze is quoted in an article on the SEC’s custody rule.

From Thinkadvisor on December 5, 2018
Press Release
Proskauer Private Investment Funds Group Releases 2018 Annual Review

November 15, 2018
Awards and Recognition
Private Funds 2019: Analysis

Nigel van Zyl, Kate Simpson and Robert Plaze are noted for being named to Who’s Who Legal’s Private Funds 2019 Analysis.

From Who’s Who Legal on October 2018
Blog
SEC Charges Broker-Dealer and Investment Adviser with Violations of the Safeguards Rule and Identity Theft Red Flags Rule

From Privacy Law Blog on October 4, 2018
Blog
SEC Extends Registration Requirements for Investment Companies and Broker Dealers to ICOs and other Digital Assets

From Capital Commitment Blog on September 25, 2018