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126 results

Date

Client Alert
SEC Formally Withdraws Fourteen Rule Proposals

June 16, 2025
Press Release
Proskauer Advises Houlihan Lokey on Agreement to Acquire Waller Helms Advisors

August 14, 2024
Blog
Missouri Court Enjoins Missouri’s Anti-ESG Rules for Financial Advisers

From Corporate Defense & Disputes on August 14, 2024
Blog
SEC Adopts Treasury Clearing Rules

From Regulatory & Compliance on January 3, 2024
News
SEC likely to find other ways to curb stock buybacks after court vacates rule

Partner Frank Zarb is quoted on the SEC’s new corporate buy-back rules.

From Legal Dive on December 21, 2023
Blog
The SEC’s New Corporate Buy-Back Rules Have Been Formally Vacated By the U.S. 5th Circuit Court of Appeals: Issuers May Suspend Plans to Comply But Should Consider Providing Some Additional Voluntary Disclosures on the Subject

From Regulatory & Compliance on December 20, 2023
Blog
SEC Sued Over New Short Sales and Securities Lending Disclosure Rules: Second Lawsuit Filed This Year in 5th Circuit Challenging SEC Action

From Regulatory & Compliance on December 14, 2023
Blog
FINRA Proposes to Amend Rule 2210 to Permit Projected Performance and Targeted Returns in Institutional Communications

From Regulatory & Compliance on November 21, 2023
Client Alert
SEC Adopts New Securities Lending Reporting Rule

October 26, 2023
Client Alert
SEC Staff Issues Bulletin on the Care Obligations of Advisers and Broker-Dealers to Retail Investors

May 2, 2023

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