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175 results

Date

News
Del. Bankruptcy Rulings Keep Most Essar Claims Alive

The Firm and Bob Cleary are noted for advising Essar Global Fund.

From Law360 on May 24, 2019
Blog
DC Circuit Opinion Reaffirms Fiduciary and Disclosure Obligations of Advisers While Rejecting SEC Finding of “Willful” Violations

From The Capital Commitment on May 13, 2019
News
Say It Again: Private Companies Are Subject to the Federal Securities Laws

The Firm’s Capital Commitment blog post published on April 11 by Joshua Newville and Brian Hooven is linked and quoted.

From The D&O Diary on April 15, 2019
News
Law Firm Releases 2019 Risk List For Private Fund Mgrs

Sam Waldon and Joshua Newville are quoted in an article discussing the top 10 legal risks of private equity funds.

From Financial Investments News on February 28, 2019
Article
The Top 10 Legal Risks Facing Private Equity Funds In 2019

Tim Mungovan, Sam Waldon, Joshua Newville, Mike Hackett and team authored an article discussing the top 10 legal risks of private equity funds.

From Private Funds Management on February 21, 2019
Blog
The Top Ten Regulatory and Litigation Risks for Private Funds in 2019

From The Capital Commitment Blog on February 20, 2019
Blog
SEC Staff Announces 2019 OCIE Examination Priorities

From The Capital Commitment Blog on January 15, 2019
News
10 Most-Read Securities Law360 Guests of 2018

“Tips for Navigating the SEC Wells Process”, authored by Sam Waldon, Josh Newville and Brian Hooven, is noted in a list of the top 10 most-read securities articles from Law360’s guest authors.

From Law360 on December 21, 2018
News
Five Must-Read Resources for Compliance and IT Leaders in Investment Firms

The Firm’s 2018 Annual Review and Outlook for Hedge Funds, Private Equity Funds and Other Private Funds is noted.

From Security Boulevard on December 11, 2018
News
CCOs Need to Fill in Compliance Gray Areas With Paperwork

Sam Waldon is quoted in an article on the Financial Industry Regulation Authority ruling against Thaddeus North.

From Private Funds Management on November 30, 2018