Caroline Spillane

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Caroline Spillane

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18 results

Date

Newsletter
FinReg Monthly Update

From Regulatory & Compliance on August 2026
Press Release
Proskauer Advises StepStone Group as Sole Lead Investor in Gainline Capital Partners’ Continuation Fund for Core Health & Fitness

on September 10, 2026
Newsletter
FinReg Monthly Update

From Regulatory & Compliance on July 2026
Newsletter
FinReg Monthly Update

From Regulatory & Compliance on June 2026
Client Alert
SEC Division of Examinations Highlights Deficiencies in Advisers’ Management and Disclosure of Economic Conflicts of Interest

on June 11, 2026
Newsletter
FinReg Monthly Update

From Regulatory & Compliance on April 2026
Newsletter
FinReg Monthly Update

From Regulatory & Compliance on March 2026
Newsletter
FinReg Monthly Update

From Regulatory & Compliance on February 2026
Client Alert
SEC Permits Confidential Treatment Requests for Form ADV Information

on January 7, 2026
Blog
CFTC Issues No‑Action Relief Easing Registration Requirements for Private Fund Managers

From Regulatory & Compliance on January 5, 2026

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