SEC Proposes Expanded Fund Cross Trading Under Rule 17a-7

on October 14, 2026

SEC Proposes Custody Rule Modernizations for Investment Advisers and Investment Companies

SEC Advances “Responsible Retailization” Through a Potential Accredited Investor Exam and Potential Regulated Fund Reforms

SEC Proposes New E-Delivery Framework for Investor Communications

From Global Financial Regulatory Insights on July 17, 2026

SEC 2026 Agenda: Key Takeaways for Investment Advisers and Investment Companies

on July 9, 2026

Supreme Court Holds That Section 47(b) of the Investment Company Act Does Not Create a Private Right of Action

From Global Financial Regulatory Insights on June 16, 2026

SEC Division of Examinations Highlights Deficiencies in Advisers’ Management and Disclosure of Economic Conflicts of Interest

on June 11, 2026

SEC Proposes Significant Overhaul of Filer Status Framework

on May 28, 2026

SEC Proposes Transformative Offering Reform: Significant Implications for Operating Companies, Registered Closed-End Funds, BDCs, and Other Products

on May 22, 2026

SEC Staff Expands Co-Investment Relief to Open-End Funds and Permits Board Committee Approval Framework

on May 20, 2026