Frank Zarb

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Frank Zarb

Partner

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190 results

Date

Client Alert
SEC’s Division of Investment Management Clarifies Certain Questions on Fund of Funds Rule

on March 26, 2026
Blog
The Clarity Act Advances Slowly, and The SEC and CFTC Anticipate Passage With A New Interpretation: Some Crypto Offerings Facilitated

From Regulatory & Compliance on March 23, 2026
Blog
Do Your Insider Trading Policies Cover The Prediction Markets? Should They?

From Regulatory & Compliance on March 12, 2026
Client Alert
SEC Holds Roundtable on the “Retailization” of Private/Alternative Investments: A Hint of the Agency’s Direction

on March 11, 2026
Blog
The “Accredited Investor” Definition: The SEC Appears Poised to Both Loosen and Tighten It

From Regulatory & Compliance on March 11, 2026
Client Alert
SEC Adopts Final Rules Implementing the Holding Foreign Insiders Accountable Act and Announces Exempted Jurisdictions

on March 10, 2026
Client Alert
La SEC Adopta Reglas Definitivas Para Implementar la Ley de Responsabilidades de Insiders Extranjeros y Anuncia Jurisdicciones Exentas

on 10 de marzo de 2026
Client Alert
SEC Adota Regras Finais para Implementação do Holding Foreign Insiders Accountable Act e Anuncia Jurisdições Isentas

on 10 de março de 2026
Client Alert
Nuevas Obligaciones de Reporte para Consejeros y Funcionarios de Emisoras Privadas Extranjeras

on 20 de febrero de 2026
Client Alert
Obrigações de Reporte para Diretores e Executivos de Emissores Privados Estrangeiros

on 20 de fevereiro de 2026

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