Filter by Back to results
Filter Back to results
no selected filters
34 results
Josh Newville was a panelist on Goldman Sachs Prime Services LEAD Regulatory Exam & Sweeps Webinar, where he discussed SEC Enforcement and Examination focus areas for...
on November 15, 2023
on July 12, 2023
on November 28 - December 8, 2022
on November 10, 2022
Josh Newville and Robert Sutton led a discussion with Daniel Faigus, CAIA of the SEC’s Private Funds Unit on regulatory compliance and enforcement trends.
on November 2-November 3, 2022
on September 19-21, 2022
on January 13, 2022
on October 20-21, 2021
on October 6, 2021
on February 23 – March 25, 2021