• Newsletter

    Broker-Dealer Beat August 2019

    August 2019

  • Newsletter

    California Employment Law Notes

    Eddie Money Beats Discrimination Lawsuit Based On Free Speech Right
    Symmonds v. Mahoney, 31 Cal. App. 5th 1096 (2019)
     
    Former Accountant Could Proceed With Whistleblower Lawsuit
    Siri v. Sutter Home Winery, Inc., 31 Cal. App. 5th 598 (2019)
     
    Employer Violated FCRA With Improper Background Check Notice
    Gilberg v. California Check Cashing Stores, LLC, 913 F.3d 1169 (9th Cir. 2019)
     
    Fruit Growers May Have Been Joint Employers Of Thai Workers For Purposes Of Title VII
    EEOC v. Global Horizons, Inc., 915 F.3d 631 (9th Cir. 2019)
     
    $300 Unpaid Wage Claim Results In Additional $57,000 Award To Employee
    Stratton v. Beck, 30 Cal. App. 5th 901 (2018)
     
    Payroll Company Not Liable To Employee For Negligence Or Breach Of Contract
    Goonewardene v. ADP, LLC, 6 Cal. 5th 817 (2019)
     
    PAGA Penalties Must Be Shared With All Aggrieved Employees
    Moorer v. Noble L.A. Events, Inc., 2019 WL 949419 (Cal. Ct. App. 2019)
     
    Court Should Not Have Denied Certification Of Class Of Drivers Seeking Wage & Hour Remedies
    Jimenez-Sanchez v. Dark Horse Exp., Inc., 2019 WL 626349 (Cal. Ct. App. 2019)
     
    Successive Class Action May Be Barred By Statute Of Limitations
    Fierro v. Landry's Rest. Inc., 2019 WL 658710 (Cal. Ct. App. 2019)
     
    Caregiver May Not Have Been Independent Contractor Under DWBR
    Duffey v. Tender Heart Home Care Agency, LLC, 31 Cal. App. 5th 232 (2019)
     
    On-Call Employees Who Must Call In Should Receive Reporting-Time Pay
    Ward v. Tilly's, Inc., 31 Cal. App. 5th 1167 (2019)
     
    Damages May Not Be Denied To Employee Based Upon His "Imprecise Testimony"
    Furry v. East Bay Pub'g, LLC, 30 Cal. App. 5th 1072 (2019)

    March 2019

  • Newsletter

    Broker-Dealer Beat: December 2017

    December 2017

  • Newsletter

    Broker-Dealer Beat


    SEC Adopts Registration Rules for Security-Based Swap Entities

    August 2015

  • Newsletter

    Broker-Dealer Beat: Foreign Finders

    June 2015

  • Newsletter

    Broker-Dealer Beat: FINRA Introduces Revised Sanction Guidelines

    May 2015

  • Newsletter

    Broker-Dealer Beat: FINRA Updates Background Investigation Rule

    January 7, 2015

  • Newsletter

    Broker-Dealer Beat: Cross-Border Brokerage Services SEC Enforcement for Failure to Register

    December 30, 2014

  • Newsletter

    Broker-Dealer Beat: New FOCUS Reporting Requirement Commences January 2015

    December 2014

  • Newsletter

    Three Point Shot


    Florida Broker Denied Assist in Argentine Soccer Media Rights Deal
    Ohio State Tries to Buck Online T-Shirt Company
    Beast vs. Monster? Marshawn Lynch and Monster Energy Poised for Trademark Battle

    November 2014