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Biography Press Room

Benjamin J. Catalano is a securities regulatory and enforcement lawyer and co-head of the Broker Dealer & Investment Management Regulatory Practice.

Ben has extensive experience advising financial services companies on compliance with all aspects of federal and state securities laws and self-regulatory organization (SRO) rules. He represents clients in securities litigation and enforcement matters. He also conducts internal investigations and reviews for financial services companies and other corporate clients on a broad range of subjects pertaining to their businesses.